SIM 411 — Practice of Stock broking and Regulation of Securities
SIM department course · Nigerian universities
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What you'll be able to do (official learning outcomes)
explain general rules guiding registrations; securities exchanges and transactions on exchanges
apply knowledge on the rules and regulations of capital market
explain how to calculate transaction costs in the capital market
appraise the implementation of guidelines on prevention of money laundering; and
evaluate general misconducts as well as other offences concerning stockbroking and securities
Course contents
General rules on registrations. Securities exchanges and transactions on exchanges. Regulations on distribution of public securities, public offer, trading on rights, private placement. Regulation of conduct of securities business, rules on regulations. Regulation of capital market operators.
Source: the Nigerian Universities Commission (NUC) Core Curriculum and Minimum Academic Standards (CCMAS). StudyOps loads this syllabus automatically when you study SIM 411.